Financial Industry Regulatory Authority (FINRA)

Financial Industry Regulatory Authority (FINRA),

Financial Industry Regulatory Authority (FINRA): What is the Meaning of Financial Industry Regulatory Authority (FINRA)?

  • Meaning of Financial Industry Regulatory Authority (FINRA): The Financial Industry Regulatory Authority (FINRA) is an independent non-governmental organization that develops and enforces laws for registered brokers and brokerage firms in the United States. Its clear role is to protect public investors from fraud and error and it is considered a self-regulatory option.

    • The Financial Industry Regulatory Authority (FINRA) is an independent non-governmental organization that writes and enforces rules for registered brokers and brokerage firms in the United States.
    • In addition to overseeing investment firms and their brokers, FINRA conducts aptitude tests that should be taken by securities professionals to sell securities or who supervise others.
    • Finra Broker provides features such as checks that help protect investors.
    • A common criticism of all self-regulatory bodies, such as Finra, is that they go to great lengths to maintain public confidence.

  • A non-governmental but government-licensed organization that regulates brokers to protect investors from fraud and exploitation.

  • Financial Industry Regulatory Authority (FINRA) refers to Self-regulatory agency for brokerage firms operating in the United States. Finra operates under the auspices of the US Securities and Exchange Commission (SEC). Finra protects investors and ensures market integrity.

Literal Meanings of Financial Industry Regulatory Authority (FINRA)

Financial:

Meanings of Financial:
  1. Financial or financial status of an organization or person.

  2. In terms of finances.

Sentences of Financial
  1. You need to be careful about your finances, especially cash flow.

  2. Independent financial advisor

Synonyms of Financial

banking, fiscal, business, monetary, money, commercial, budgetary, accounting, pecuniary, investment, economic

Industry:

Meanings of Industry:
  1. Economic activities related to the manufacture of raw materials and equipment in factories.

Sentences of Industry
  1. American industrial competition

  2. The kitchen has become an industry hub

Synonyms of Industry

diligence, perseverance, fabrication, determination, sedulity, assiduity, construction, production, conscientiousness, steadiness, sedulousness, persistence, application, rigour, dedication, industriousness, hard work, pertinacity, rigorousness, tirelessness, manufacturing

Regulatory:

Meanings of Regulatory:
  1. Serving or arranging something.

Sentences of Regulatory
  1. Current legal and regulatory framework

Synonyms of Regulatory

controlling, executive, managerial, governmental, directing, supervisory, organizational, regulatory, directorial, management

Authority:

Meanings of Authority:
  1. The authority or right to command, make decisions, and enforce obedience.

  2. A person or organization that has power or control in a particular field, usually in the political or administrative sphere.

  3. The power to influence others, especially your behavior or your knowledge of things.

Sentences of Authority
  1. It has complete control over its subsidiaries

  2. Health officials

  3. Someone has a natural choice to obey

Synonyms of Authority

■■■■■■■■■■, power, sovereignty, the system, supremacy, officialdom, the bureaucracy, charge, the government, mastery, the people in charge, dominance, the administration, ascendancy, rule, the establishment, officials, command, control, jurisdiction, dominion